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CATERPILLAR, INC.
$43,090
penalties
33
viol.
15
insp.

CATERPILLAR, INC.

4-H PARK RD, PONTIAC, IL 61764

Inspections
15
Jan 1988 to Aug 2016 · 10 safety, 5 health
Violations
33
across 15 inspections
Penalties on record
$43,090
latest amounts in DOL records
By classification
Serious 26Willful 0Repeat 0Other 7

Having inspection records is common for businesses in regulated industries. Data and methodology

Inspection records

Feb 4, 1994Referral (C) · Partial scope, Safety#103284733$3,1503 viol.

Inspection #103284733

Dates

Opened
Feb 4, 1994
Closing Conference Date
Feb 15, 1994
Final Order
Apr 3, 1995
Closed
Mar 14, 1996

Inspection

Advance Notice
No
Owner Type
Private
Union Status
Yes
Number of Employees
1,020
Related Activity
1 referral

Violations and Penalties

Total Violations
3
Violation Types
3 serious
Initial Penalties
$31,500
Penalties on Record
$3,150
Site Address
4-H Park Rd, Pontiac, IL 61764
Industry
Not classified in OSHA's inspection record.

Referral Inspection: This inspection record is categorized as a referral inspection in the DOL OSHA enforcement data. Referral inspections can result from another agency, another OSHA activity, or another source referring a potential hazard to OSHA.

Violations

Violation list (3 of 3 shown)
CitationStandardTypeInstancesExposedInitialCurrentAbatementContestFinal Order
010011910.147
Control of Hazardous Energy (Lockout/Tagout)
OSHA citation code: 19100147 C05 I
Serious11$10,500$1,050Mar 9, 1994-Apr 3, 1995
010021910.147
Control of Hazardous Energy (Lockout/Tagout)
OSHA citation code: 19100147 C07 I
Serious11$10,500$1,050Mar 9, 1994-Apr 3, 1995
010031910.147
Control of Hazardous Energy (Lockout/Tagout)
OSHA citation code: 19100147 D04 I
Serious11$10,500$1,050Mar 9, 1994-Apr 3, 1995
Jan 7, 1994Complaint (B) · Partial scope, Safety#103491189$3,0002 viol.

Inspection #103491189

Dates

Opened
Jan 7, 1994
Closing Conference Date
Jan 12, 1994
Final Order
Mar 12, 1996
Closed
Mar 18, 1996

Inspection

Advance Notice
No
Owner Type
Private
Union Status
Yes
Number of Employees
970
Related Activity
1 complaint

Violations and Penalties

Total Violations
2
Violation Types
2 serious
Initial Penalties
$5,000
Penalties on Record
$3,000
Site Address
4-H Park Rd, Pontiac, IL 61764
Industry
Not classified in OSHA's inspection record.

Complaint Inspection: This inspection record is categorized as a complaint inspection in the DOL OSHA enforcement data. OSHA can open complaint-driven inspections after receiving safety or health complaints from workers or their representatives.

Violations

Violation list (2 of 2 shown)
CitationStandardTypeInstancesExposedInitialCurrentAbatementContestFinal Order
01001A1910.147
Control of Hazardous Energy (Lockout/Tagout)
OSHA citation code: 19100147 C04 II
Serious12$5,000$3,000Feb 22, 1994-Mar 12, 1996
01001B1910.147
Control of Hazardous Energy (Lockout/Tagout)
OSHA citation code: 19100147 C07 IIIA
Serious12$0$0Mar 1, 1994-Mar 12, 1996
Oct 19, 1993Complaint (B) · Partial scope, Safety#106556962$2,5001 viol.

Inspection #106556962

Dates

Opened
Oct 19, 1993
Closing Conference Date
Oct 20, 1993
Final Order
Mar 12, 1995
Closed
Mar 15, 1996

Inspection

Advance Notice
No
Owner Type
Private
Union Status
Yes
Number of Employees
970
Related Activity
1 complaint

Violations and Penalties

Total Violations
1
Violation Types
1 serious
Initial Penalties
$3,500
Penalties on Record
$2,500
Site Address
4-H Park Rd, Pontiac, IL 61764
Industry
Not classified in OSHA's inspection record.

Complaint Inspection: This inspection record is categorized as a complaint inspection in the DOL OSHA enforcement data. OSHA can open complaint-driven inspections after receiving safety or health complaints from workers or their representatives.

Violations

Violation list (1 of 1 shown)
CitationStandardTypeInstancesExposedInitialCurrentAbatementContestFinal Order
010021910.147
Control of Hazardous Energy (Lockout/Tagout)
OSHA citation code: 19100147 C04 II
Serious182$3,500$2,500Dec 21, 1993-Mar 12, 1995
Jul 16, 1993Complaint (B) · Partial scope, Safety#103490421$3,3504 viol.

Inspection #103490421

Dates

Opened
Jul 16, 1993
Closing Conference Date
Jul 16, 1993
Contested
Sep 28, 1993
Final Order
Mar 15, 1995
Closed
Aug 25, 1995

Inspection

Advance Notice
No
Owner Type
Private
Union Status
Yes
Number of Employees
970
Related Activity
1 complaint

Violations and Penalties

Total Violations
4
Violation Types
4 serious
Initial Penalties
$4,550
Penalties on Record
$3,350
Site Address
4-H Park Rd, Pontiac, IL 61764
Industry
Not classified in OSHA's inspection record.

Complaint Inspection: This inspection record is categorized as a complaint inspection in the DOL OSHA enforcement data. OSHA can open complaint-driven inspections after receiving safety or health complaints from workers or their representatives.

Violations

Violation list (4 of 4 shown)
CitationStandardTypeInstancesExposedInitialCurrentAbatementContestFinal Order
010011910.212
General Requirements for All Machines (Machine Guarding)
OSHA citation code: 19100212 A03 II
Serious13$2,275$2,275Sep 17, 1993Sep 28, 1993Mar 15, 1995
01002A1910.1200
Hazard Communication
OSHA citation code: 19101200 F05 I
Serious11$975$975Sep 13, 1993Sep 28, 1993Mar 15, 1995
01002B1910.1200
Hazard Communication
OSHA citation code: 19101200 F05 II
Serious31$0$0Sep 13, 1993Sep 28, 1993Mar 15, 1995
020011910.212
General Requirements for All Machines (Machine Guarding)
OSHA citation code: 19100212 A01
Serious112$1,300$100Oct 18, 1993Oct 20, 1993Mar 15, 1995
Jan 6, 1988Complaint (B) · Partial scope, Safety#101028967$00 viol.

Inspection #101028967

Dates

Opened
Jan 6, 1988
Closing Conference Date
Jan 7, 1988
Closed
Dec 21, 1989

Inspection

Advance Notice
No
Owner Type
Private
Union Status
Yes
Number of Employees
4,420
Related Activity
1 complaint

Violations and Penalties

Total Violations
0
Initial Penalties
$0
Penalties on Record
$0
Site Address
R. R. #4, Pontiac, IL 61764
Industry
Not classified in OSHA's inspection record.

Complaint Inspection: This inspection record is categorized as a complaint inspection in the DOL OSHA enforcement data. OSHA can open complaint-driven inspections after receiving safety or health complaints from workers or their representatives.

Inspections 11 to 15 of 15, newest first

Penalty amounts may differ from final amounts after settlement or judicial review. How to read these records

About these records

A company page groups inspections with the same normalized employer name, city and state; it is not a legal-entity identifier (how pages are grouped).

This page displays public OSHA enforcement data. Status text follows the DOL inspection record first and may include citation-level context when the inspection feed and citation records are out of sync. Penalty amounts shown reflect the latest penalty amounts on record in the DOL database and may differ from initial assessments or final amounts. This is not an official OSHA resource.

OSHA's public enforcement data does not publish a "guilty" or "not guilty" field for inspections. The closest outcome fields available are the citation counts, penalty amounts, contest dates, final-order dates, and the inspection close date shown on this page. How to interpret these status fields. How initial and current penalties are recorded.

OSHA may publish multiple citation rows in the same inspection with the same standard and penalty fields. Separate rows can still differ in OSHA metadata such as citation identifier, recorded instance count, exposed workers, or gravity value. Contest and Final Order columns show citation-level dates from OSHA's enforcement record. A dash means OSHA's record does not currently show that activity for the citation.

Understanding These Penalties

The maximum penalty for a serious violation in 2025 is $16,550 per violation. For willful violations, the range is $11,823 to $165,514. The current penalty column shows the latest amount on record in OSHA's database for each citation. When the current penalty differs from the initial penalty, OSHA's records show that the amount changed during the enforcement process, but this page does not determine the specific reason for each change. Penalty amounts are set by OSHA and adjusted annually for inflation.

Standards cited

1910.146Permit-Required Confined Spaces15 citations · $16,340
1910.147Control of Hazardous Energy (Lockout/Tagout)9 citations · $21,150
1910.1200Hazard Communication2 citations · $975

Chemical exposure sampling

Samples
53
Substances
7
Inspections
2

Sample results are listed in the record of each inspection that collected them.

Other inspected employers in PONTIAC, IL

All employers in PONTIAC →