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NORTHLAKE CAPITAL & DEVELOPMENT LLC
$214,100
penalties
11
viol.
1
insp.

NORTHLAKE CAPITAL & DEVELOPMENT LLC

3917 DENSMORE AVENUE NORTH, SEATTLE, WA 98103NAICS 523930 Investment Advice

Inspections
1
May 2018 to May 2018 · 0 safety, 1 health
Violations
11
across 1 inspection
Penalties on record
$214,100
latest amounts in DOL records
By classification
Serious 1Willful 10Repeat 0Other 0

Having inspection records is common for businesses in regulated industries. Data and methodology

Inspection records

May 23, 2018Unprogrammed Related (G) · Partial scope, Health#343179354$214,10011 viol.

Inspection #343179354

Dates

Opened
May 23, 2018
Closing Conference Date
Oct 15, 2018
Contested
Nov 15, 2018
Final Order
Nov 4, 2019
Closed
Jan 29, 2020

Inspection

Advance Notice
No
Owner Type
Private
Union Status
No
Number of Employees
9
Related Activity
1 referral

Violations and Penalties

Total Violations
11
Violation Types
1 serious, 10 willful
Initial Penalties
$214,100
Penalties on Record
$214,100
Site Address
3917 Densmore Avenue North, Seattle, WA 98103
Industry
523930 Investment Advice

Unprogrammed Related Inspection: This inspection record is categorized as an unprogrammed related inspection in the DOL OSHA enforcement data. The public DOL category label is preserved here without adding extra interpretation beyond the government label.

Violations

Violation list (11 of 11 shown)
CitationStandardTypeInstancesExposedInitialCurrentAbatementContestFinal Order
01001A296-65-030(1)Willful99$36,000$36,000May 23, 2018Nov 15, 2018Nov 4, 2019
01001B296-65-030(4)Willful99$0$0May 23, 2018Nov 15, 2018Nov 4, 2019
01001C296-62-07728(4)Willful19$0$0May 23, 2018Nov 15, 2018Nov 4, 2019
01002296-62-07721(2)(B)(II)Willful19$7,500$7,500May 23, 2018Nov 15, 2018Nov 4, 2019
01003296-62-07712(2)(C)Willful19$36,000$36,000May 23, 2018Nov 15, 2018Nov 4, 2019
01004296-62-07712(10)(C)Willful19$36,000$36,000May 23, 2018Nov 15, 2018Nov 4, 2019
01005296-62-07715(1)(G)(II)Willful99$36,000$36,000May 23, 2018Nov 15, 2018Nov 4, 2019
01006296-62-07709(3)(A)Willful19$36,000$36,000May 23, 2018Nov 15, 2018Nov 4, 2019
01007296-62-07717(1)Willful79$18,000$18,000May 23, 2018Nov 15, 2018Nov 4, 2019
02001296-65-020(1)Willful19$5,000$5,000May 23, 2018Nov 15, 2018Nov 4, 2019
03001296-155-110(2)Serious19$3,600$3,600Nov 24, 2018Nov 15, 2018Nov 4, 2019
Inspections 1 to 1 of 1, newest first

Penalty amounts may differ from final amounts after settlement or judicial review. How to read these records

About these records

A company page groups inspections with the same normalized employer name, city and state; it is not a legal-entity identifier (how pages are grouped).

This page displays public OSHA enforcement data. Status text follows the DOL inspection record first and may include citation-level context when the inspection feed and citation records are out of sync. Penalty amounts shown reflect the latest penalty amounts on record in the DOL database and may differ from initial assessments or final amounts. This is not an official OSHA resource.

OSHA's public enforcement data does not publish a "guilty" or "not guilty" field for inspections. The closest outcome fields available are the citation counts, penalty amounts, contest dates, final-order dates, and the inspection close date shown on this page. How to interpret these status fields. How initial and current penalties are recorded.

OSHA may publish multiple citation rows in the same inspection with the same standard and penalty fields. Separate rows can still differ in OSHA metadata such as citation identifier, recorded instance count, exposed workers, or gravity value. Contest and Final Order columns show citation-level dates from OSHA's enforcement record. A dash means OSHA's record does not currently show that activity for the citation.

Understanding These Penalties

The maximum penalty for a serious violation in 2025 is $16,550 per violation. For willful violations, the range is $11,823 to $165,514. The current penalty column shows the latest amount on record in OSHA's database for each citation. When the current penalty differs from the initial penalty, OSHA's records show that the amount changed during the enforcement process, but this page does not determine the specific reason for each change. Penalty amounts are set by OSHA and adjusted annually for inflation.

Standards cited

296-155-110(2)1 citation · $3,600
296-62-07709(3)(A)1 citation · $36,000
296-62-07712(10)(C)1 citation · $36,000

Industry comparison

Violations per inspection
This employer11.0
Industry average0.9
Penalties per inspection
This employer$214,100
Industry average$1,617

Finance and Insurance, 276 employers with OSHA inspections. Arithmetic from DOL records.

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