Securities, Commodity Contracts, and Other Financial Investments and Related Activities OSHA Inspections and Citations
OSHA records for 279 establishments whose NAICS code starts with 523.
NAICS 523Records current through October 21, 2026.
110 serious, 10 willful, 7 repeat, 167 other.
Inspections by year opened
2003 to 2026. 2026 is year to date through October 21, 2026. OSHA inspection records before 2003 rarely carry a NAICS code, so an inspection from those years appears here only when its establishment record carries a NAICS code.
Show all yearsHide earlier years
How the inspections started
DOL inspection type of each inspection, all 303 inspections.
Industry groups in NAICS 523
| Industry group | Establishments | Inspections | Citations | Current penalties |
|---|---|---|---|---|
| 5239 Other Financial Investment Activities | 169 | 186 | 162 | $301,469 |
| 5231 Securities and Commodity Contracts Intermediation and Brokerage | 98 | 105 | 117 | $167,502 |
| 5232 Securities and Commodity Exchanges | 12 | 12 | 15 | $19,139 |
5239 Other Financial Investment Activities169establishments$301,469current penalties
- Establishments
- 169
- Inspections
- 186
- Citations
- 162
- Current penalties
- $301,469
5231 Securities and Commodity Contracts Intermediation and Brokerage98establishments$167,502current penalties
- Establishments
- 98
- Inspections
- 105
- Citations
- 117
- Current penalties
- $167,502
5232 Securities and Commodity Exchanges12establishments$19,139current penalties
- Establishments
- 12
- Inspections
- 12
- Citations
- 15
- Current penalties
- $19,139
By the 4-digit start of each establishment's NAICS code. The groups add up to the totals above.
Most cited standards
| Standard | Citations | Share of 294 | Current penalties |
|---|---|---|---|
| 1910.141General industry | 24 | 8.2% | $13,108 |
| 1910.1200General industry | 16 | 5.4% | $4,160 |
| 1926.1101Construction | 15 | 5.1% | $44,539 |
| 1910.134General industry | 8 | 2.7% | $16,352 |
| 1910.178General industry | 8 | 2.7% | $12,010 |
| 6A0001As recorded | 8 | 2.7% | $4,210 |
| 1910.157General industry | 6 | 2.0% | $0 |
| 3203 AAs recorded | 6 | 2.0% | $1,130 |
| 1904.29As recorded | 5 | 1.7% | $875 |
| 1910.305General industry | 5 | 1.7% | $1,125 |
| 1910.1001General industry | 5 | 1.7% | $5,700 |
| 1910.1030General industry | 5 | 1.7% | $1,850 |
| 1910.20General industry | 4 | 1.4% | $0 |
| 1910.22General industry | 4 | 1.4% | $900 |
| 1910.37General industry | 4 | 1.4% | $1,050 |
Paragraphs combined under their federal standard; State Plan and other codes kept whole. 15 of 157 standards cited in this industry. Shares are of all 294 citations, including items with no standard recorded. All standards
By state
| State | Establishments | Inspections |
|---|---|---|
| Washington | 36 | 43 |
| California | 34 | 38 |
| Puerto Rico | 20 | 26 |
| Oregon | 17 | 20 |
| Ohio | 15 | 16 |
| Michigan | 12 | 12 |
| North Carolina | 11 | 12 |
| Pennsylvania | 9 | 11 |
| Texas | 10 | 11 |
| Florida | 9 | 9 |
| Georgia | 9 | 9 |
| Arizona | 8 | 8 |
| New York | 8 | 8 |
| Illinois | 5 | 6 |
| Indiana | 6 | 6 |
By each establishment's primary location. The 15 states with the most inspections.
Severe injury reports
Reports filed with OSHA from July 27, 2015 to November 4, 2025 whose NAICS code on the report starts with 523. One report can record more than one outcome. These reports are not linked to the inspections above and are not inspection counts. OSHA severe injury reports
Other federal figures for NAICS 523
Different sources and populations, not compared with the OSHA enforcement figures above.
All private employers (BLS QCEW, 2025)
National count of all private establishments from the BLS Quarterly Census of Employment and Wages, not only those with OSHA records.
Other finance and insurance subsectors
Finance and Insurance, NAICS 52. Establishments listed per subsector. All industries
About these figures
- Source: U.S. Department of Labor OSHA enforcement data. Industry is the NAICS code on its establishment record, taken from its inspection records. Standard pages count by the NAICS code on each inspection instead, so their industry figures can differ from this page.
- Citations are violation items as DOL records them, deleted items excluded. Citations also include unclassified items and items with no type recorded. Current penalties are amounts after any reductions.
- Having OSHA inspection records is common for businesses in regulated industries.
Official resources
Data Source and Methodology
DOL source dataData on this page comes from the U.S. Department of Labor's OSHA enforcement database, accessed via the DOL public data API. Errors in data processing or establishment grouping are possible. Penalty amounts are the latest on record and may differ from the initial assessment or the final amount after informal conference, settlement or judicial review. Company pages group records by employer name, city and state as OSHA reported them, not by legal entity (methodology). Found an error? Report it. This product uses the DOL Data API but is not endorsed or certified by the DOL. For official and authoritative records, visit osha.gov.
SafetyRecord also offers this data as an API and bulk files, with inspections grouped by establishment and a record of how citations change after OSHA publishes them: Data & API.