FRANCIS GAINES ROOFING, LLC
600 WELLINGTON PLACE, FRANKFORT, KY 40601 · NAICS 238160 Roofing Contractors
Having inspection records is common for businesses in regulated industries. Data and methodology
Inspection records
Mar 20, 2014#316923291Mar 20, 2014Referral (C) · Partial scope, Safety#316923291$00 viol.0 violations$0 in penalties
Inspection #316923291
Dates
- Opened
- Mar 20, 2014
- Closing Conference Date
- Mar 20, 2014
- Closed
- Mar 20, 2014
Inspection
- Advance Notice
- No
- Owner Type
- Private
- Union Status
- No
- Number of Employees
- 6
- Related Activity
- 1 referral
Violations and Penalties
- Total Violations
- 0
- Initial Penalties
- $0
- Penalties on Record
- $0
- Site Address
- 109 River Oak Drive, Frankfort, KY 40601
- Industry
- 238160 Roofing Contractors
Referral Inspection: This inspection record is categorized as a referral inspection in the DOL OSHA enforcement data. Referral inspections can result from another agency, another OSHA activity, or another source referring a potential hazard to OSHA.
Apr 18, 2012#315585356Apr 18, 2012OpenReferral (C) · Partial scope, SafetyOpen#315585356$22,4002 viol.2 violations$22,400 in penalties
Inspection #315585356
Dates
- Opened
- Apr 18, 2012
- Closing Conference Date
- Apr 18, 2012
- Contested
- Oct 25, 2012
- Closed
- Open
Inspection
- Advance Notice
- No
- Owner Type
- Private
- Union Status
- No
- Number of Employees
- 5
- Related Activity
- 1 referral
Violations and Penalties
- Total Violations
- 2
- Violation Types
- 2 serious
- Initial Penalties
- $22,400
- Penalties on Record
- $22,400
- Site Address
- Evergreen Rd., Frankfort, KY 40601
- Industry
- 238160 Roofing Contractors
Referral Inspection: This inspection record is categorized as a referral inspection in the DOL OSHA enforcement data. Referral inspections can result from another agency, another OSHA activity, or another source referring a potential hazard to OSHA.
Violations
Violation list (2 of 2 shown)
| Citation | Standard | Type | Instances | Exposed | Initial | Current | Abatement | Contest | Final Order |
|---|---|---|---|---|---|---|---|---|---|
| 01001 | 1926.501 Fall Protection - Duty to Have Fall Protection OSHA citation code: 19260501 B10 | Serious | 1 | 4 | $19,600 | $19,600 | Sep 13, 2012 | Oct 25, 2012 | - |
| 02001 | 1926.503 Fall Protection - Training Requirements OSHA citation code: 19260503 A01 | Serious | 1 | 4 | $2,800 | $2,800 | Sep 26, 2012 | Oct 25, 2012 | - |
Aug 20, 2008#312213481Aug 20, 2008Unprogrammed Related (G) · Partial scope, Safety#312213481$00 viol.0 violations$0 in penalties
Inspection #312213481
Dates
- Opened
- Aug 20, 2008
- Closing Conference Date
- Aug 20, 2008
- Closed
- Feb 16, 2010
Inspection
- Advance Notice
- No
- Owner Type
- Private
- Union Status
- No
- Number of Employees
- 4
Violations and Penalties
- Total Violations
- 0
- Initial Penalties
- $0
- Penalties on Record
- $0
- Site Address
- 1230 Us 127 S, Frankfort, KY 40601
- Industry
- 238160 Roofing Contractors
Unprogrammed Related Inspection: This inspection record is categorized as an unprogrammed related inspection in the DOL OSHA enforcement data. The public DOL category label is preserved here without adding extra interpretation beyond the government label.
Sep 18, 2006#309588358Sep 18, 2006Follow-Up (F) · Partial scope, Safety#309588358$00 viol.0 violations$0 in penalties
Inspection #309588358
Dates
- Opened
- Sep 18, 2006
- Closing Conference Date
- Sep 18, 2006
- Closed
- Sep 18, 2006
Inspection
- Advance Notice
- No
- Owner Type
- Private
- Union Status
- No
- Number of Employees
- 4
Violations and Penalties
- Total Violations
- 0
- Initial Penalties
- $0
- Penalties on Record
- $0
- Site Address
- 600 Wellington Place, Frankfort, KY 40601
- Industry
- 238160 Roofing Contractors
Follow-Up Inspection: This inspection record is categorized as a follow-up inspection in the DOL OSHA enforcement data. Follow-up inspections are used by OSHA after earlier enforcement activity and can be used to check later compliance status.
Jul 20, 2006#309588291Jul 20, 2006Referral (C) · Partial scope, Safety#309588291$2,4991 viol.1 violation$2,499 in penalties
Inspection #309588291
Dates
- Opened
- Jul 20, 2006
- Closing Conference Date
- Jul 20, 2006
- Closed
- Jan 6, 2009
Inspection
- Advance Notice
- No
- Owner Type
- Private
- Union Status
- No
- Number of Employees
- 4
- Related Activity
- 1 referral
Violations and Penalties
- Total Violations
- 1
- Violation Types
- 1 repeat
- Initial Penalties
- $4,000
- Penalties on Record
- $2,499
- Site Address
- 600 Wellington Place, Frankfort, KY 40601
- Industry
- 238160 Roofing Contractors
Referral Inspection: This inspection record is categorized as a referral inspection in the DOL OSHA enforcement data. Referral inspections can result from another agency, another OSHA activity, or another source referring a potential hazard to OSHA.
Violations
Violation list (1 of 1 shown)
| Citation | Standard | Type | Instances | Exposed | Initial | Current | Abatement | Contest | Final Order |
|---|---|---|---|---|---|---|---|---|---|
| 01001 | 1926.501 Fall Protection - Duty to Have Fall Protection OSHA citation code: 19260501 B10 | Repeat | 1 | 4 | $4,000 | $2,499 | Sep 28, 2006 | - | - |
Aug 31, 2004#307562215Aug 31, 2004Referral (C) · Partial scope, Safety#307562215$6,0002 viol.2 violations$6,000 in penalties
Inspection #307562215
Dates
- Opened
- Aug 31, 2004
- Closing Conference Date
- Sep 1, 2004
- Contested
- Oct 4, 2004
- Final Order
- Sep 5, 2006
- Closed
- Feb 2, 2011
Inspection
- Advance Notice
- No
- Owner Type
- Private
- Union Status
- No
- Number of Employees
- 2
- Related Activity
- 1 referral
Violations and Penalties
- Total Violations
- 2
- Violation Types
- 1 serious, 1 repeat
- Initial Penalties
- $6,000
- Penalties on Record
- $6,000
- Site Address
- 217 Twin Pines Lot 128, Frankfort, KY 40601
- Industry
- 238160 Roofing Contractors
Referral Inspection: This inspection record is categorized as a referral inspection in the DOL OSHA enforcement data. Referral inspections can result from another agency, another OSHA activity, or another source referring a potential hazard to OSHA.
Violations
Violation list (2 of 2 shown)
| Citation | Standard | Type | Instances | Exposed | Initial | Current | Abatement | Contest | Final Order |
|---|---|---|---|---|---|---|---|---|---|
| 01001 | 1926.501 Fall Protection - Duty to Have Fall Protection OSHA citation code: 19260501 B13 | Repeat | 1 | 1 | $4,000 | $4,000 | Sep 21, 2004 | Oct 4, 2004 | Sep 5, 2006 |
| 02001 | 1926.503 Fall Protection - Training Requirements OSHA citation code: 19260503 A01 | Serious | 1 | 2 | $2,000 | $2,000 | Oct 4, 2004 | Oct 4, 2004 | Sep 5, 2006 |
Oct 21, 2003#307074195Oct 21, 2003Referral (C) · Partial scope, Safety#307074195$1,2002 viol.2 violations$1,200 in penalties
Inspection #307074195
Dates
- Opened
- Oct 21, 2003
- Closing Conference Date
- Oct 21, 2003
- Closed
- Jun 14, 2004
Inspection
- Advance Notice
- No
- Owner Type
- Private
- Union Status
- No
- Number of Employees
- 4
- Related Activity
- 1 referral
Violations and Penalties
- Total Violations
- 2
- Violation Types
- 2 serious
- Initial Penalties
- $1,200
- Penalties on Record
- $1,200
- Site Address
- Hwy 2817 - Cardwell Lane, Frankfort, KY 40601
- Industry
- 238210 Electrical Contractors and Other Wiring Installation Contractors
Referral Inspection: This inspection record is categorized as a referral inspection in the DOL OSHA enforcement data. Referral inspections can result from another agency, another OSHA activity, or another source referring a potential hazard to OSHA.
Violations
Violation list (2 of 2 shown)
| Citation | Standard | Type | Instances | Exposed | Initial | Current | Abatement | Contest | Final Order |
|---|---|---|---|---|---|---|---|---|---|
| 01001 | 1926.501 Fall Protection - Duty to Have Fall Protection OSHA citation code: 19260501 B11 | Serious | 1 | 2 | $600 | $600 | Jan 23, 2004 | - | - |
| 01002 | 1926.1053 Ladders (Construction) OSHA citation code: 19261053 B01 | Serious | 1 | 2 | $600 | $600 | Jan 23, 2004 | - | - |
Penalty amounts may differ from final amounts after settlement or judicial review. How to read these records
About these records
A company page groups inspections with the same normalized employer name, city and state; it is not a legal-entity identifier (how pages are grouped).
This page displays public OSHA enforcement data. Status text follows the DOL inspection record first and may include citation-level context when the inspection feed and citation records are out of sync. Penalty amounts shown reflect the latest penalty amounts on record in the DOL database and may differ from initial assessments or final amounts. This is not an official OSHA resource.
OSHA's public enforcement data does not publish a "guilty" or "not guilty" field for inspections. The closest outcome fields available are the citation counts, penalty amounts, contest dates, final-order dates, and the inspection close date shown on this page. How to interpret these status fields. How initial and current penalties are recorded.
OSHA may publish multiple citation rows in the same inspection with the same standard and penalty fields. Separate rows can still differ in OSHA metadata such as citation identifier, recorded instance count, exposed workers, or gravity value. Contest and Final Order columns show citation-level dates from OSHA's enforcement record. A dash means OSHA's record does not currently show that activity for the citation.
Understanding These Penalties
The maximum penalty for a serious violation in 2025 is $16,550 per violation. For willful violations, the range is $11,823 to $165,514. The current penalty column shows the latest amount on record in OSHA's database for each citation. When the current penalty differs from the initial penalty, OSHA's records show that the amount changed during the enforcement process, but this page does not determine the specific reason for each change. Penalty amounts are set by OSHA and adjusted annually for inflation.
7 inspections, 2003 to 2014. Each row is one inspection; point at or tap a row for its dates and totals.
Source: DOL OSHA enforcement data (inspections and violations), linked via activity_nr (exact government key).
Penalty changes: Amounts shown reflect what OSHA's enforcement record publishes. The reason for any change is not stated unless OSHA's record explicitly says so.
Short cases: When a case closed soon after it opened, the closed marker is drawn slightly to the right so both markers stay visible. Each row's card shows the exact dates.
Standards cited
Industry comparison
Specialty Trade Contractors, 559,279 employers with OSHA inspections. Arithmetic from DOL records.